verdi-sure

DIGITAL
ADVISORY

Suitability Rules Based & Risk Engine

Could your firm stand up to MiFID II requirements? Assess and clearly document customer’s risk profile and investment rationale using a real time engine which provides actionable insight and historical information management

OW-Exag-Sure-2

DIGITAL ADVISORY

  • SUITABILITY & RISK EVALUATION

    SUITABILITY RULES ENGINE Real-time checks comparing customers’ profile according to experience, knowledge of financial products, liquidity, time horizon, financial position

    RISK ENGINE Assess and clearly document the customers’ risk profile and rationale for their recommendation

KEY BENEFITS

  • Unlock a scalable and suitable advisory process
  • Go from qualitative to quantitative approach
  • Focus on the core business automating compliance checks
  • Strongly reduce reputational risk and legal claims
  • Enable risk based budgeting
  • External audit readiness

FEATURES

  • Real-time execution of suitability checks and periodic monitoring
  • Risk-portfolio monitoring and what-if risk simulation
  • Compliance to regulation requirements
  • Multilevel checks (portfolio, sub-portfolio and goals)
  • Rules fine-tuning, extension and changing over time
  • Auditable at client/recommendation/single check level
  • Easy to integrate within existing IT legacy