AUTOMATED ADVISORS
BACK OFFICE

Sales Audit
& Compliance

Monitoring and interception of potential irregularities in sales organisation that could bring operational risks, financial losses and reputation damage to the Financial Institution

Altamis

AUTOMATED ADVISORS BACK OFFICE

  • SALES AUDIT & COMPLIANCE

    AUDIT MANAGEMENT Intercepting sales atypical behaviours which may affect firm’s reputation or increase operational and capital risk

    REPORTING A wide range of reporting including a focus on every agent, benchmarking analysis and a tableau de bord with the overall sales network risk

KEY BENEFITS

  • Objective evaluation enabling to focus on the most important actions and priorities
  • Mitigation of operational, reputational and capital risks
  • Reduction of customer complaints
  • Compliance to regulatory requirements
  • High level of parametrisation
  • Minimisation of human interventions

FEATURES

  • A large number of heuristic indicators of irregularity, obtained by the combination of clients data and their transactions, is signalled to compliance personnel
  • Complete workflow of analysis and deep inspection for each case
  • Reporting, benchmarking analysis and overall sales network’s risk
  • Available also for Insurance sales network
  • Detailed information and scores for each sale/agent

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