Compensation-Mnagement-Audit-SP
compensation-management-audit

Sales Audit & Compliance

Monitoring and interception of potential irregularities in sales organisation that could bring operational risks, financial losses and reputation damage to the Financial Institution.

Capabilities

AUDIT MANAGEMENT

Intercepting sales atypical behaviours which may affect firm’s reputation or increase operational and capital risk

COMPLIANCE REPORTING

Focus on every agent, benchmarking analysis and a tableau de bord with the overall sales network risk

Benefits

Objective evaluation enabling to focus on the most important actions and priorities

Mitigation of operational, reputational and capital risks

Reduction of customer complaints

Compliance to regulatory requirements

High level of parametrisation

Minimisation of human interventions

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